The following RIASURE Risk Tips were written by members of the Golsan Scruggs team.
- RIA E&O Quick Hits: Defense Provisions
- RIA M&A: Risk Concerns for Sellers
- Market Decline Triggers Fiduciary Liability Insurance Assessment
- Digital Assets & Investment Management Liability Insurance: Market Snapshot
- RIA Industry Insight – Growing Pains Ahead!
- Custodians Heighten Concern Regarding RIA Insurance
- RIA E&O Pitfalls: Who do you know? What do you know?
- Cyber Liability Insurance
- Trade Errors Spike in 2020
- RIA E&O Insurance: State-of-the-Market Q3 2020
- Claims Increase After Markets Decline
- RIA Formations, Mergers & Acquisitions – Liability Considerations for RIAs
- New Year Primer: What’s Your 2019 Fiduciary Risk Management Plan?
- New Kid on the Block: Interval Funds
- Broad Terms, Low Pricing…For Now
- Cyber Liability – What’s the Risk?
- What Could Happen? (Claim Scenarios)
- A Better Alternative?
- Can I (Not) Take Your Order, Please?
- Fiduciary vs. Suitability? What’s the Big Deal?
- RIA Mergers & Acquisitions: What’s the Risk?
- Claims Rise as Market Declines
- Analysis of Arbitration Agreements in Advisory Agreements
- Regulatory Investigations: Are You at Risk?
- Weapons of Reason
- What’s Your Fiduciary Risk Management Plan?
- ERISA Fidelity Bond: Are RIAs Required to Obtain?
- Why Buy E&O? We’ve Never Been Sued.
- What Exactly Does RIA E&O Cover? Are All Policies Alike?
- RIA Liability Claim: Define “Alternative Investments”
- Practice Mergers & Acquisitions: Fiduciary Liability Exposure?
- Fiduciary Liability and E&O Liability: What’s the Difference?
- ETFs and the Definition of Insured Investments
- Alternative Investments: A perspective on Allocation
- How Much E&O Should I Buy?
- Material Change
- RIA Insurance Contract Issues and Claim Examples
