Industry Links

Browse our selection of key investment advisor industry links:

FEDERAL & NATIONAL REGULATORY BODIES

• Investment Adviser Registration Depository (IARD)
• IARD: Registration Information
• National Association of Securities Dealers
• NASB: Registration Information
• NASAA – Investment Adviser Guide
• NASAA – State Securities Division Directory

INDUSTRY ASSOCIATIONS

• Financial Planning Association
• National Association of Personal Financial Advisors
• Intl Assoc for Registered Financial Consultants
• The International Forum
• Investment Management Consultants Association
• The National Association of Investment Professionals
• Fee Planners Network

FI360

The mission of fi360 is to promote a culture of fiduciary responsibility and improve the decision-making process of investment fiduciaries. FI360 members with the AIF designation get a 5% Cambridge Alliance affinity premium discount.

• FI360 Homepage
• Prudent Practices for Investment Advisor

Looking for more resources? Click here to browse our selection of Risk Tip articles.