RIASURE

Golsan Scruggs has developed a RIA risk assessment process called RIASURE. This proprietary process helps us understand your firm’s unique fiduciary exposures and analyze coverage issues so that a proper solution is structured to mitigate these exposures. RIASURE consists of three key components:

PEOPLE

The RIASURE team at Golsan Scruggs possesses two key elements. Each team member has a deep and broad knowledge of:

(1) the unique fiduciary exposures presented by an investment manager, the various security definitions and their implications, and

(2) the Investment Management Professional Liability marketplace, underwriting relationships, and how to effectively craft proper insurance contract terms.

Click here to view RIASURE team members.

PROCESS

Golsan Scruggs performs an in-house underwriting process that develops a risk biography of each investment management client. The result is the creation of a fiduciary risk profile. This RIASURE profile ensures that each client’s practice exposures are effectively communicated to underwriters, who may have limited knowledge of the investment world, translating into superior underwriting results. Click here to learn more about the RIASURE REVIEW process.

Our deep and specialty underwriter relationships within the insurance marketplace help our clients enjoy superior contract language and pricing terms. Golsan Scruggs has worked with these underwriters for years crafting unique and special terms and conditions not available from other brokers in the marketplace. Every Golsan Scruggs client is provided access to our RIASURE underwriter exchange – where all underwriters get an opportunity to propose to all of our clients.

At Golsan Scruggs, we believe it is incumbent upon us to earn the right to be appointed as your insurance and risk-management agent. Our RIASURE Review process exists to serve that purpose.

To obtain your complimentary RIASURE Review, please provide the following information or contact us at (800)273-5883. Fields marked with * are required.

Schwab OpenView MarketSquare™ is a service of Schwab Intelligent Technologies™ and provides consolidated ratings and reviews of technology solutions made by independent investment advisors. Unless otherwise noted, reviewed technology vendors are not affiliated with Schwab. Ratings and reviews do not express or imply any opinion or endorsement by Schwab of any participating vendor or product.