24 Feb Pershing Seattle RIA Roundtable 2020
Golsan Scruggs will be participating on panel in Pershing roundtable in Seattle, WA, February 27. We look forward to seeing you there.
The Business Risks of Operating a Wealth Management Business: How to Understand, Manage and Successfully Navigate Obstacles
Please join us for an interactive discussion on enterprise risk management and best practices around how to understand, manage and navigate business and operational risks. Our expert panel and guests will explore the following topics and more:
- E&O Coverage: What’s Covered, What’s Not—All Coverage is Not the Same
- Human Resources Issues: Hiring and Firing of Employees
- Data Protection and Cybersecurity
- Consumer Privacy
Moderator:
David Hansen, Vice President, Advisor Solutions, BNY Mellon | Pershing
Panelists:
John Carr, Principal and Founder, Carr Butterfield, LLC
Lisa Crafford, Vice President, Advisor Solutions, BNY Mellon | Pershing
Brian Francetich, Director of Golsan Scruggs RIA, Golsan Scruggs
Ken Golsan, Managing Director and Co-Founder, Golsan Scruggs