Who We Serve
Registered Investment Advisors
Private Equity/Hedge Funds
Pension Consultants
Trust Companies
Broker Dealers
Mutual Funds
Multi-family Offices
Certified Public Accountants
What We Offer
RIASURE
What is RIASURE?
Our RIASURE Process
Insurance Products
Investment Management Errors & Omissions Liability Insurance
Cyber Security Liability Insurance
Other Insurance Products
Our Specialists
Meet the specialists behind our RIASURE process
Have a question?
Why GS?
The Story
What is RIASURE?
How to evaluate your RIA E&O insurance agency
RIASure Team
Insights
Knowledge Center
RIASURE Risk Tip Articles
RIASURE Risk Survey
Industry Articles
Loss Scenarios
Frequently Asked Questions
Complimentary Downloads
RIASURE Risk & Insurance Guide
Three Little Known Truths
RIASURE Risk Survey
Industry Resources
Industry Articles
Industry Partners
Industry Links
Educational Videos
Client Resources
RIA Legal Risk Hotline
RIASURE Risk Panel
Events
Contact Us
(800)273-5883
Have a question?
Staff Directory
Company Disclosure
Careers
Who We Serve
Registered Investment Advisors
Private Equity/Hedge Funds
Pension Consultants
Trust Companies
Broker Dealers
Mutual Funds
Multi-family Offices
Certified Public Accountants
What We Offer
RIASURE
What is RIASURE?
Our RIASURE Process
Insurance Products
Investment Management Errors & Omissions Liability Insurance
Cyber Security Liability Insurance
Other Insurance Products
Our Specialists
Meet the specialists behind our RIASURE process
Have a question?
Why GS?
The Story
What is RIASURE?
How to evaluate your RIA E&O insurance agency
RIASure Team
Insights
Knowledge Center
RIASURE Risk Tip Articles
RIASURE Risk Survey
Industry Articles
Loss Scenarios
Frequently Asked Questions
Complimentary Downloads
RIASURE Risk & Insurance Guide
Three Little Known Truths
RIASURE Risk Survey
Industry Resources
Industry Articles
Industry Partners
Industry Links
Educational Videos
Client Resources
RIA Legal Risk Hotline
RIASURE Risk Panel
Events
Contact Us
(800)273-5883
Have a question?
Staff Directory
Company Disclosure
Careers
Loss Scenarios
Investment Advisor Practice Claim Examples
FINANCIAL INSTITUTIONS
Failure to Adhere to Contract Provisions
Failure to Adhere to Contract Provisions/Contract Stipulation Overlooked
Securities Violation, Fraud/Hedge Fund Market Manipulation Results in Litigation
Suitability of Investments/Failure to Make Contributions
FIDUCIARY
Denial of Benefits, Improper Advice
Administrative Error/Enrollment Oversight
Administrative Error/Life Insurance Benefit Dispute
Administrative Error/Mismanagement of Retirement Funds
DIRECTORS & OFFICERS
Unfair Competition/A Cashless Settlement
Misrepresentation/A Costly Misrepresentation
Breach of Fiduciary Duty, Fraud/After Six Years, A Lawsuit
Misrepresentation/Director Buys Company, Then Sues It
Misappropriation of Trade Secrets/Not a Fair Trade
Misrepresentation/Omission Commission
Breach of Duty of Care/Pressure-Packed Lawsuits
Negligent Misrepresentation/Sale Gone Sour
Breach of Duty of Care/Sold to the Highest Bidder
Theft of Trade Secrets
EMPLOYMENT PRACTICES
Wrongful Termination/Bad Employees-Just Get Worse
Age Discrimination/Discrimination-Doesn’t Get Better With Age
Sexual Harassment/Inappropriate Jokes-The Punchline is Not Funny
Sexual Harassment/Office Love-Can Lead to Corporate Heartbreak
RIASURE Library of Claims.