15 Jul Asset Manager E&O Quick Hits: How About We (Not) Settle This?
Few people enjoy receiving an ultimatum, and even fewer relish the role of giving one. Insurance is often fraught...
Risk Tips
10 Jun Professional & Management Liability Insurance Tailoring for Municipal Advisors
Posted at 09:44h
in Risk Tips
[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_column_text]Municipal Advisors face unique challenges and potential coverage issues when securing Professional & Management Liability insurance contracts. The basis of these challenges is largely because Municipal Advisors are required to secure E&O insurance on a Registered Investment Advisor...
30 Apr Private Fund Risk Profiling – Limited Partner Positioning
Posted at 10:23h
in Risk Tips
Underwriting considerations for Private Fund Managers can be intricate, and in this article, we aim to emphasize the significance of...
12 Apr RIA E&O Quick Hits: Defense Provisions
You’ve likely heard it from us before: “RIA E&O is the Wild West." Underwriters put forth different provisions...
23 Aug RIA M&A: Risk Concerns for Sellers
Even as interest rates rise and economic uncertainty persists, merger and acquisition (M&A) activity...
09 Feb Can I (not) take your order, please?
Posted at 07:00h
in Risk Tips
As a fiduciary, you know it is your duty to act in the best interest of your client at all times. So, are you liable...
23 Sep Market Decline Triggers Fiduciary Liability Insurance Assessment
Posted at 13:44h
in Risk Tips
Disputes, complaints, and damage demands from investors naturally spike...
13 May Digital Assets & Investment Management Liability Insurance: Market Snapshot
Posted at 08:44h
in Risk Tips
Digital Assets have swiftly moved from a fringe speculative investment...
22 Feb RIA Industry Insight – Growing Pains Ahead!
Posted at 13:57h
in Risk Tips
RIAs and hybrid RIA firms are rapidly gaining ground in the U.S. wealth management...
01 Nov Custodians Heighten Concern Regarding RIA Insurance
Posted at 13:12h
in Risk Tips
We are experiencing a new frontier of risk in financial services...