Broker Dealers

PROFESSIONAL LIABILITY (E&O) INSURANCE SOLUTIONS

HOW TO APPLY FOR BROKER DEALER (BD) PROFESSIONAL LIABILITY (E&O) INSURANCE

With increased levels of litigiousness within the financial industry, how confident are you that your insurance contract covers all of your investment practices? Golsan Scruggs has developed a risk assessment called RIASURE. This process helps us understand your broker dealer practice and analyze coverage issues so that a proper solution is structured to mitigate the exposures of your operation. At Golsan Scruggs, we believe it is incumbent upon us to earn the right to be appointed as your insurance and risk-management agent. Our RIASURE process exists to serve that purpose.

To obtain your complimentary broker dealer RIASURE Review, please provide the following information or contact us at (800)273-5883.

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Three key points to E&O insurance.
Streamlined application process.